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As this is your first time shopping with us, you'll need to fill in our customer profile form. Once it is completed, you will be able to place future orders smoothly without having to fill it again.

What industry does the company operate in?

On whose behalf is the legal person acting?

How has the legal entity earned the capital it wants to trade through us?

Where does the money the legal person uses to trade through us come from?

What is the purpose of the legal person's trade with us?

How often does the legal entity intend to trade securities with us per year?

Approximately how big will the legal entity's trading volume be per time?

Does the legal person have a beneficial owner?

Does the legal person have a representative other than the beneficial owner?

Questions for the representative

What is your role in the legal entity?

Are you the authorized signatory of the legal person?

Suitability assessment

When we help you trade in unlisted securities, we need to ensure that you as a client have sufficient knowledge about the implications of trading in unlisted securities. Therefore, we will we will ask you some questions.

Do you have previous experience in trading in unlisted securities?

If trading in unlisted securities means you could lose all or part of your the invested capital invested?

Is it true that listed securities are normally subject to more stringent disclosure requirements than unlisted securities, which means that unlisted securities may be less transparent?

Is it true that listed securities typically have higher liquidity than unlisted securities, which means that unlisted securities may be more difficult to sell and price?

Is it true that investments in unlisted securities normally require a long investment horizon, as they may be more difficult to sell in the short term?

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